BEFORE THE
STATE OF FLORIDA
COMMISSION ON ETHICS
In re JAMES K. GORDON, )
) Complaint
Nos. 88-112
Respondent. ) and 89-09(Consolidated)
) Final
Order No. COE 93-9
_______________________________)
FINAL ORDER AND PUBLIC
REPORT
This
matter came before the Commission on Ethics for final action on review of the
Recommended Public Report of the Hearing Officer (a copy of which is attached
and incorporated by reference). Both
the Commission Advocate and the Respondent filed exceptions to the Recommended
Public Report, which recommends that the Commission find that the Respondent,
as a member of the Coral Springs City Commission, violated Sections 112.313(6)
and 112.313(7), Florida Statutes, in three instances, and that the Respondent
did not violate Section 112.313(4), 112.313(6), or 112.3143, Florida Statutes,
with respect to the remaining five issues presented at the hearing.
Having reviewed the Recommended Public Report, the Advocate's
exceptions, the Respondent's exceptions, and the record of the public hearing
of this complaint, and having heard the arguments of counsel for the Respondent
and of the Advocate, the Commission makes the following rulings, findings,
conclusions, and recommendation:
The Respondent's first exception concerns Issue F, with respect to
which the Hearing Officer recommends that the Commission find that the
Respondent violated Section 112.313(7)(a), Florida Statutes, by providing consulting
services to Waste Management, Inc., a City solid waste collection
franchisee. The Respondent argues that
the Hearing Officer's conclusions and findings areerroneous as a matter of fact
and law. This exception is rejected, as
the Hearing Officer's findings of fact are supported by competent, substantial
evidence, and as the Commission agrees with the Hearing Officer's conclusions
of law on this issue.
The Respondent's second exception concerns Issue H, with respect
to which the Hearing Officer recommends that the Commission find that the
Respondent violated Section 112.313(7)(a), Florida Statutes, by his employment
to provide services to Coral Springs Cable Television, which held a cable
television franchise granted by the City.
The Respondent argues that the Hearing Officer's conclusions and
findings on this issue also are erroneous as a matter of fact and law. This exception similarly is rejected, as the
Hearing Officer's findings of fact are supported by competent, substantial
evidence, and as the Commission agrees with the Hearing Officer's conclusions
of law on this issue.
The Respondent's third exception concerns the penalties
recommended by the Hearing Officer.
This exception is rejected, as the Commission concurs in the penalties
recommended by the Hearing Officer.
The Advocate's first six exceptions concern Issue A, with respect
to which the Hearing Officer recommends that the Commission find that the
Respondent did not violate Section 112.313(6), Florida Statutes, by attempting
to influence the City Manager to pursue the purchase of University Utilities, a
private utility company whose franchise area encompassed areas of Broward
County contiguous to the City. In his
first exception, the Advocate argues that the Hearing Officer erred by applying
an improper standard regarding the burden of proof by circumstantial evidence. This exception is rejected, as the findings
of fact were based upon competent, substantial evidence and as the proceedings
complied with the essential requirements of law. In paragraph 57 of the findings of fact, the Hearing Officer
states that he did not base his recommendation simply on the amount and nature
of the circumstantial evidence presented.
The Advocate's second exception argues that the Hearing Officer
erred by refusing to permit the Advocate to examine the City Attorney as an
expert witness. This exception is
denied, as it appears that the Hearing Officer did not abuse his discretion in
this regard.
The Advocate's third exception argues that the Hearing Officer
erred as a matter of law by his interruptions and directions during the
testimony of the City Attorney. This
exception is denied, as no abuse of discretion is demonstrated in the record.
The Advocate's fourth exception argues that the Hearing Officer
erred as a matter of law by expanding the Commission's probable cause
finding. This exception is denied, on
the ground that the proceeding complied with the essential requirements of law.
The Advocate's fifth exception argues that the Hearing Officer
erred as a matter of law by basing his recommendation regarding Issue A upon
the testimony of the City Public Works Director and the City Finance Director
that the purchase of the company was in the public interest. This exception is rejected, as the Hearing
Officer's findings were based upon competent, substantial evidence.
The Advocate's sixth exception argues that the Hearing Officer
erred as a matter of law by excluding from consideration as substantive
evidence the testimony of the Mayor and of the Assistant City Manager that the
City Manager had admitted to them that the Respondent had pressured him. This exception is rejected, on the ground
that the Hearing Officer's findings were based upon competent, substantial
evidence.
The Advocate's seventh exception concerns Issue B (whether the
Respondent violated Section 112.313(6), Florida Statutes, by his efforts to
influence the City Manager and the Assistant City Attorney to recommend
approval of sign variances for the "Royal Lands" development). The Advocate argues that the Hearing
Officer's conclusions of law regarding this issue are erroneous with respect to
the Respondent's actions toward the Assistant City Attorney and that, given the
Hearing Officer's findings of fact, the Respondent violated Section 112.313(6),
Florida Statutes, by his effort to influence the Assistant City Attorney to
recommend approval of a sign variance for the "Royal Lands"
development. For the reasons explained
below in the Conclusions of Law section of this order, the Commission grants
the Advocate's exception number seven and rejects the Hearing Officer's
conclusions of law set out in paragraphs 83 and 86 of the Conclusions of Law in
the Recommended Public Report.
The Advocate's eighth exception concerns Issue C (whether the
Respondent violated Section 112.313(6), Florida Statutes, by his efforts to
dissuade an Assistant City Attorney from taking actions relative to a
developer's annexation agreement). The
Advocate argues that the Hearing Officer's conclusions of law regarding this
issue are erroneous and that, given the Hearing Officer's findings of fact, the
Respondent violated Section 112.313(6), Florida Statutes, by his effort to
dissuade the Assistant City Attorney from taking actions relative to a
developer's annexation agreement. For the reasons explained below in the
Conclusions of Law section of this order, the Commission grants the Advocate's
exception number eight and rejects the Hearing Officer's conclusions of law set
out in paragraphs 97 - 100 of the Conclusions of Law in the Recommended Public
Report.
The Advocate's ninth exception concerns Issue H (whether the
Respondent violated Section 112.313(7)(a), Florida Statutes, regarding his
employment with Coral Springs Cable Television). This exception is denied, on the ground that there was no
departure from the essential requirements of law.
The Advocate's tenth exception was withdrawn by the Advocate at
the final hearing before the Commission.
The Advocate's eleventh exception concerns the penalties
recommended by the Hearing Officer for the violations of Section 112.313(7)(a),
Florida Statutes, found with respect to Issues F and H. This exception is rejected, as the
Commission concurs in the penalties recommended by the Hearing Officer.
The findings of fact set forth in the
Recommended Public Report are approved, adopted, and incorporated herein by
reference.
1. The
Conclusions of Law set forth in the Recommended Public Report with respect to
Issues A, D, E, F, G, and H (paragraphs 48 - 66, 106 - 115, 119 - 124, 134 -
155, 178 - 184, and 205 - 207) are approved, adopted, and incorporated herein
by reference.
2. The Hearing Officer's
Conclusions of Law regarding Issue B in paragraphs 76 - 82 and 84 - 85 of the
Recommended Public Report are approved,
adopted, and incorporated herein by reference.
As Advocate's exception number seven is granted, the Hearing Officer's
Conclusions of Law regarding Issue B in paragraphs 83 and 86 are hereby
rejected, for the following reasons.
The Hearing Officer
concludes in paragraph 83 that the Respondent did not act
"corruptly," simply because the Respondent believed that Ms. Moore's
actions were incorrect and because the criticism of a city attorney, even if in
harsh tones of voice, was not inconsistent with the proper performance of his
public duties. The Commission disagrees
with this legal conclusion. The fact
that the Respondent was acting under the erroneous belief that the Assistant
City Attorney's actions were improper, by itself, does not mandate the
conclusion that the Respondent did not act with "wrongful
intent." As the Advocate points out
in his exception, the Respondent's criticisms related to the development of
property with which he had private involvement, he was attempting to direct how
a member of the City's staff should perform her public responsibilities, and he
lacked the authority as an individual Commission member to tell a member of the
City Attorney's Office how to perform her job.
These factors indicate that the Respondent acted with wrongful intent
and in a manner that was inconsistent with the proper performance of his public
duties. Therefore, accepting the
Hearing Officer's findings of fact that bear on Issue B and given the totality
of the evidence in the record, the Commission substitutes the following
conclusions of law for the rejected conclusions:
83. With respect to the
Respondent's actions toward Ms. Moore, the Respondent used or attempted to use
his official position to benefit the developers of Royal Eagle Plaza through
action that was taken "corruptly," that is, with wrongful intent and
for the purpose of obtaining a benefit for the developers through action that
was inconsistent with the proper performance of his public duties.
86. Accordingly, the
Respondent violated Section 112.313(6), Florida Statutes, by his efforts to
influence the Assistant City Attorney to recommend approval of a sign variance
for the "Royal Lands" development.
However, the Respondent did not violate Section 112.313(6), Florida
Statutes, with respect to the allegation that the Respondent attempted to
influence the City Manager regarding the sign variance.
3. The Hearing Officer's
Conclusions of Law regarding Issue C in paragraphs 94 - 96 of the Recommended Public
Report are approved, adopted, and
incorporated herein by reference. As
Advocate's exception number eight is granted, the Hearing Officer's Conclusions
of Law regarding Issue C in paragraphs 97 - 100 are hereby rejected, for the
following reasons.
The Hearing Officer
concludes in paragraph 98 that the Respondent did not act with "wrongful
intent," because the Respondent believed, and had reason to believe, that
he was correct. The Hearing Officer
concludes in paragraph 99 that, even if the Respondent was not correct, there
was no evidence that his communication of his disagreement to Ms. Moore was an
act inconsistent with the proper performance of his public duties. The Commission disagrees with these legal
conclusions. The fact that the Respondent
believed that he was correct, by itself, does not mandate the conclusion that
the Respondent did not act with "wrongful intent." Here, again, the Respondent's action related
to the development of property with which he had private involvement, he was attempting
to direct the position of a member of the City's staff, and he lacked the
authority as an individual Commission member to tell a member of the City
Attorney's Office how to perform her job.
These factors indicate that the Respondent acted with wrongful intent
and in a manner that was inconsistent with the proper performance of his public
duties. Therefore, accepting the
Hearing Officer's findings of fact that bear on Issue C and given the totality
of the evidence in the record, the Commission substitutes the following
conclusions of law for the rejected conclusions:
97. Here, there was a
disagreement between the Respondent and the City Attorney's office regarding
their actions. He believed that their
action was an improper interference with the City Commission's policy making
role. He further believed that their
interpretation of Chapter 163 was erroneous.
However, his actions regarding Ms. Moore constitute a violation of
Section 112.313(6), Florida Statutes.
98. The fact that that the Respondent
believed, and had reason to believe, that he was correct does not necessitate
the conclusion that he did not act with "wrongful intent." The record contains ample evidence that the
Respondent's communication with Ms. Moore was with "wrongful intent"
and was an act that was inconsistent with the proper performance of his public
duties. The Respondent's action related
to the development of property with which he had private involvement, he was
attempting to direct the position of a member of the City's staff, and he
lacked the authority as an individual Commission member to tell a member of the
City Attorney's Office how to perform her job.
99. With respect to the
Respondent's actions toward Ms. Moore, the Respondent used or attempted to use
his official position to benefit the Coral Springs Joint Venture through action
that was taken "corruptly," that is, with wrongful intent and for the
purpose of obtaining a benefit for the developers through action that was
inconsistent with the proper performance of his public duties.
100. Accordingly, the
Respondent violated Section 112.313(6), Florida Statutes, by his efforts to
dissuade the Assistant City Attorney from taking actions relative to the
developer's annexation agreement.
Recommended Penalty
The Hearing Officer has recommended that
the Commission recommend a civil penalty in the amount of $1,000.00 per
violation for each violation of Section 112.313(7)(a), Florida Statutes (Issues
F and H), as well as a civil penalty of $200.00 plus a restitution penalty of
$50.00 for the violation of Section 112.313(6), Florida Statutes, found with
respect to Issue D. The Commission
concurs in these recommendations.
The Commission considers the violations of Section 112.313(6),
Florida Statutes, found in Issues B and C, to be serious violations of the Code
of Ethics for Public Officers and Employees.
Therefore, the Commission recommends that the Respondent be reprimanded
and assessed a civil penalty in the amount of $5,000.00 per violation for each
of these violations.
Having found that the Respondent, James K. Gordon, as a member of
the Coral Springs City Commission, violated Sections 112.313(6) and 112.313(7),
Florida Statutes, as described herein, pursuant to Sections 112.317(1) and
112.324(4), Florida Statutes, it is the recommendation of the Commission on
Ethics that the Respondent be reprimanded by the Governor, that a civil penalty
be imposed upon him in the amount of $12,200.00, and that he be ordered to pay
a restitution penalty in the amount of $50.00 to the State of Florida.
ORDERED by the State of Florida
Commission on Ethics meeting in public session on November 30, 1990.
_______________________________
Date
Rendered
______________________________
Scott G. Williams
Chairman
Commission on Ethics
THIS ORDER CONSTITUTES FINAL AGENCY ACTION. ANY PARTY WHO IS ADVERSELY AFFECTED BY THIS ORDER HAS THE RIGHT TO SEEK JUDICIAL REVIEW UNDER SECTION 120.68, FLORIDA STATUTES, BY FILING A NOTICE OF ADMINISTRATIVE APPEAL PURSUANT TO RULE 9.110, FLORIDA RULES OF APPELLATE PROCEDURE, WITH THE CLERK OF THE COMMISSION ON ETHICS, 2107 THE CAPITOL, TALLAHASSEE, FLORIDA 32399-1450; AND BY FILING A COPY OF THE NOTICE OF APPEAL ACCOMPANIED BY THE APPLICABLE FILING FEES WITH THE APPROPRIATE DISTRICT COURT OF APPEAL. THE NOTICE OF ADMINISTRATIVE APPEAL MUST BE FILED WITHIN 30 DAYS OF THE DATE THIS ORDER IS RENDERED.
Copies furnished to:
Mr. Michael W. Moskowitz, Attorney for
Respondent
Mr. Craig B. Willis, Commission Advocate
Mr. Paul J. McDonough, Mr. John M. Wynn,
and Ms. Jeanne Mills, Complainants